Manager, Compliance Incident Management (AU)

  • Hybrid
  • Sydney (AU)
  • 37.5 hours
  • Full time
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  • Business Process Improvements
  • Client Counseling
  • Data Insights
  • Disciplined Execution
  • Due Diligence
  • Professional Collaboration
  • Professional Judgement
  • Regulatory Interpretation

This match does not affect your application. It is purely an indication of whether this vacancy matches your skills.

Make a Difference in Compliance Risk Management

At Rabobank, we're passionate about creating long-term value for our clients, communities, and the food and agribusiness sectors we proudly support. As part of our Risk & Compliance team, you'll play a critical role in strengthening our compliance risk management capability and helping the business navigate an increasingly complex regulatory environment.

We're seeking an experienced Manager, Compliance Incident Management to lead and coordinate compliance incident management and breach reporting activities across Rabobank Australia. This is a highly visible role that will partner with senior stakeholders across the business, providing expert advice, challenge, and oversight to ensure compliance risks are effectively managed and regulatory obligations are met.

About the Role

Reporting into Compliance, you will be the subject matter expert for compliance incident management and breach reporting, driving a consistent and robust approach across the organisation.

You will work closely with business leaders, risk teams, and regulators to support effective incident assessment, reporting, remediation, and continuous improvement.

Key Responsibilities

  • Own and coordinate the end-to-end management of compliance incidents and breach reporting across Rabobank Australia.
  • Assess incidents for regulatory reportability and ensure compliance with breach reporting obligations and timeframes.
  • Manage compliance breach processes, including preparation andsubmissionofnotificationstoregulatorswhererequired.
  • Provide independentLine2reviewandchallengeofincidentassessments,rootcauseanalyses,andremediationplans.
  • Monitorincidentandactionmanagementactivitiestoensuretimelycompletionandeffectiveresolution.
  • Conductthematicanalysistoidentifytrends,systemicissues,andcontrolweaknesses,providingactionableinsightstostakeholders.
  • ActasatrustedComplianceSME,providingadviceonincidents,investigations,escalations,andbusinessinitiatives.
  • Partnerwithbusinessstakeholderstoenhancethequality,consistency,andeffectivenessofincidentmanagementpractices.
  • EnsureincidentandbreachmanagementactivitiesremainalignedtotheComplianceManagementFrameworkandinternalpolicies.
  • Contributetomanagement,board,committee,andregulatoryreporting.
  • Supportauditresponsesandremediationactivitieswithcomplianceimplications.
  • Deliverguidance,training,andknowledgesharingtoupliftincidentmanagementcapabilityacrosstheorganisation.

AboutYou

You are an experienced compliance professional with a strong understanding ofregulatoryobligations,incidentmanagementframeworks,andbreachreportingrequirementswithinfinancialservices.Youarecomfortableworkinginafast-pacedenvironment,influencingseniorstakeholders,andprovidingpractical,risk-basedadvice.

WhatYou'llBring

Experience

  • Minimum6years'experienceinBanking,Compliance,orRiskManagementwithinthefinancialservicessector.
  • Strongexperiencemanagingcomplianceincidents,regulatorybreaches,andassociatedreportingobligations.
  • Demonstratedexpertiseinriskandcontrolframeworks.
  • Experienceconductingreviews,investigations,rootcauseanalysis,andremediationoversight.
  • Provenabilitytodesignanddelivertechnicaltrainingtodiversestakeholdergroups.
  • Strongstakeholdermanagementandinfluencingcapabilityacrossallorganisationallevels.

Qualifications

Essential

  • DegreeinCommerce,Economics,Business,Law,orarelateddiscipline,orequivalentindustryexperience.

Desirable

  • Relevantprofessionalqualificationorindustrymembership.

TechnicalKnowledge

  • Strongunderstandingofcomplianceframeworksandpracticeswithinbankingandfinancialservices.
  • SoundknowledgeoftheAustralianregulatoryenvironmentandregulatoryreportingrequirements.
  • Abilitytointerpretcomplexregulatoryobligationsandtranslatethemintopracticalbusinesssolutions.
  • Knowledgeofriskmanagementprinciples,governancepractices,andcompliancemonitoringactivities.
  • FamiliaritywithAgilemethodologiesandMicrosoftOfficeapplications.

WhyRabobank?

AtRabobank,ourcultureisbuiltoncollaboration,integrity,andcontinuouslearning.Weempowerourpeopletochallengeconstructively,buildtrustedrelationships,andmakeameaningfulimpact.

Ourvaluesguideeverythingwedo:

  • Wearealwaysclient-focusedanddecisive.
  • Weworkwithcourageandconviction.
  • Weareprofessionalandconsiderate.
  • Webringoutthebestineachotherandarecommittedtocontinuouslearning.

ReadytoJoinUs?

Ifyou'repassionateaboutcompliance,thriveinastakeholder-focusedenvironment,andwanttoplayakeyroleinstrengtheningregulatoryriskmanagementwithinapurpose-ledorganisation,we'dlovetohearfromyou.

ApplytodayandhelpshapethefutureofcomplianceatRabobankAustralia.

The Application Process

This is our standard application process. It may vary by role.

Step 1You Apply

Thanks for applying! You will always receive a confirmation of your application by email. We review all the resumes and covering letters that we receive. We will let you know as soon as possible if we invite you for an interview.

Step 2Interview

We invite you for one or more (online) interviews. We want to know if you fit the role and the team. You probably have many questions for us too. For some positions, we may also ask you to complete an assignment or assessment.

Step 3Our Offer

Are you the new colleague we are looking for, and do you also feel happy with us? Congratulations! You will receive a good offer from us. Before you start, we conduct a legal screening to ensure that our employees do not pose a risk to us and our customers.

Step 4Welcome!

Welcome to Rabobank! We look forward to seeing you and can't wait to work together.

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Manager, Compliance Incident Management (AU)

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