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Senior Auditor

Our Organization: 

Rabo Diversified Services LLC ("RDS") is part of Rabobank, a global financial services leader providing wholesale, rural and retail banking services in more than 40 countries worldwide. Founded by Dutch farmers over a century ago, Rabobank remains true to our core mission: to create value for our customers, our employees, and the local communities where we do business. Rabobank today is one of the world’s largest banks with over $650 billion in assets. In North America, Rabobank is a premier financial institution providing services across the food and agriculture value chain. RDS’s support functions champion over 1,300 employees throughout Rabo AgriFinance and Rabobank North America Wholesale, companion Rabobank subsidiaries.  

Job Overview/Purpose: 

The Rabobank North America activities includes rural, wholesale and leasing businesses. This key hire will be involved in operational audits at wholesale and rural  level in the AML, Compliance and Risk Management domains to independently and objectively identify and assess risks, evaluate adherence to controls and to policies, procedures and regulations, and to make recommendations for improvement. The senior auditor conducts operational audits under the direction of an Audit Manager.  The main responsibilities are to:

  • Assist with the development of the audit planning and approach.
  • Execute tests of control/compliance.
  • Prepare audit workpapers.
  • Analyse findings and formulate conclusions and advice.
  • Communicate audit progress, results and assist with report writing.

Job Requirements

Job Skills and Knowledge: 

  • Specialist knowledge of audit methodology and tools.
  • Understanding of the banking sector, and US Regulatory environment.
  • Preferably understanding and experience in BSA/AML and OFAC/Sanctions regulations as well as other US Compliance regulations (e.g. FCPA, Conflicts of Interests)
  • Ability to plan and organise own work. Independently performs audit tasks and takes decisions on how to proceed with minimum supervision.
  • Ability to assist with the review functions and ensure that audits are performed in accordance with standard audit procedures and that the quality of audits is maintained.
  • Able to analyze problems, to recognize root causes and evaluate alternatives.
  • Able to identify key controls and key risks in area of expertise.
  • Able to assess adequacy of action taken by management to correct reported deficient conditions.
  • Possess effective time management and organizational skills. 
  • Ability to work in partnership with staff and to build and maintain relationships across various business units.
  • Good verbal and written communication skills.
  • Proficient in the use of Microsoft packages.
  • Data analytics skills

Qualifications and Experience: 

  • Bachelor’s Degree in Finance, Accounting, Economics or a related field.
  • Membership of appropriate professional body– Institute of Chartered Accountants, CPA Institute of Internal Auditors.
  • Preferably CAMS certified or willing to obtain.
  • Experience in an audit role, gained within Banking or Financial Services sector.
  • 5-7 years in Banking or the Financial Services industry.
  • Experience of Rural and Wholesale banking areas including lending and trade commodity finance and the associated support functions such as risk management, legal and compliance.

Key Responsibilities and Accountabilities: 

  • Perform audits in accordance with standards and procedures and ensure that the quality of audits meets expected standards.
  • Assist with the development of the audit planning and approach.
  • Execute tests of control/compliance and appraise policies and plans relating to the activity under review.
  • Prepare audit workpapers, document evaluations of controls, tests, results and conclusions.
  • Analyse findings and formulate conclusions and advice.
  • Produce (draft) reports or parts of reports.
  • Ensure timely communication to audit manager and relevant stakeholders regarding the risks, recommendations, progress of the audit work.
  • Validate findings and document results.
  • Develop relationships with management and other key stakeholders.
  • Attend and present findings and recommendations to colleagues and management.
  • Other duties as directed.

Key Performance Indicators: 

  • Report risks identified on a timely basis to Audit management.
  • Ensure that all audits are conducted in compliance with the standards and agreed audit methodologies.
  • Actively manage assignments to ensure that the work is completed in budget and on time.
  • Ensures clear and timely communication.
  • Act as an independent partner who challenges management in identifying and addressing risks.
  • Complete all mandatory training within a timely basis, as instructed.
  • Comply with code of conduct & Bank policies/procedures.
  • Actively and consistently demonstrate the Rabobank North America 7 cultural commitments.

Core Competencies

  • Able to communicate clearly and concisely verbally and in writing.
  • Able to anticipate potential problems and resolve them.
  • Team player who is able to work closely with other employees. Must be approachable and reliable, with a positive attitude.
  • Pro-actively strengthen working relations and seek opportunities to expand professionalism.
  • Able to win other people’s support by using convincing arguments.
  • Able to distinguish between key and side issues, facts and assumption and between causes and effects.
  • Actively achieves results and goals.

We Offer: 

With healthcare and insurance costs on the rise, Rabo Diversified Services employees enjoy a first-class benefits package, featuring a selection of medical coverage and investment options to meet your personal needs. Our benefits program includes:  

  • Medical 
  • Dental 
  • Vision 
  • Health care spending account 
  • Dependent care spending account 
  • Basic life insurance plus AD&D insurance 
  • Optional life insurance 
  • Short-term disability 
  • Long-term disability 
  • 401(k) program 
  • Health and wellness seminars 
  • Tuition reimbursement  

Rabo provides equal opportunity in employment to all employees and applicants and does not discriminate on the basis of race, color, creed, religion, national origin, ancestry, alienage or citizenship status, age, sex, sexual orientation, gender identity, gender expression, marital status, genetic information, medical condition, physical or mental disability, pregnancy, childbirth or related medical condition, military service or veteran status, victims of domestic violence, or any other basis protected by applicable law.  Rabo also prohibits harassment of any individuals on any of the bases listed above.

Consistent with this policy, Rabo embraces diversity and welcomes employees and applicants of all backgrounds.  Our goal is to create an environment that is inclusive, drawing upon the strengths of the diversity of our workforce to exceed the expectations of our clients and customers.

Senior Auditor

Nous recevons volontiers votre candidature. Les entretiens seront planifiés par appel vidéo.

Type de contrat Temps complet
Domaine professionnel Finances et Risque
Emplacement Chesterfield (États-Unis)
Numéro de référence JR_00038178
Date de publication 13 janvier 2021

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